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Navigating AI Risk Frameworks

Governance, Security, and AISM Certification Guide

The Need for AI Governance

As AI adoption accelerates, it is becoming deeply integrated into business operations. However, this introduces novel risks that must be proactively managed by aligning them with the organization's risk appetite.

Risk management in AI involves a continuous cycle (RML) of identifying, analyzing, responding to, and monitoring threats.

AI Risks

  • Development & Operations: Issues stemming from ethical coding, environmental footprints, and skill gaps within teams.
  • Data Integrity: Risks involving data quality, incompleteness, and supply chain vulnerabilities where third-party data may be compromised.
  • AI Attacks: Malicious threats against Large Language Models (LLMs), including prompt injection and model poisoning.
  • Trust & Compliance: Managing algorithmic bias, ensuring transparency in "black box" models, and adhering to GDPR/CCPA regulations.

AI Attacks: The AISM Certification Guide

If you are studying for the Advanced in AI Security Management (AISM) certification, you must distinguish between threats that happen during training vs. inference.

Use this "Analogy Guide" to remember the core attacks:

Image showing the AI Chef, Criminal, Detective, Hypnotist analogy

1. The Chef (Data Poisoning)

Happens during the "Rehearsal" (training). Like a chef adding poison to the ingredients before the meal is cooked, the attacker injects bad data before the model is built.

2. The Criminal (Evasion)

Happens during "Showtime" (inference). Like a criminal wearing fake glasses to fool a camera, the attacker alters inputs in real-time to deceive the model.

3. The Detective (Model Inversion)

A privacy attack. The attacker analyzes outputs to work backward and reconstruct sensitive training data—figuring out the secrets hidden inside.

4. The Hypnotist (Prompt Injection)

Social engineering for AI. The attacker crafts words to trick the model into ignoring its safety guidelines and leaking data.

Frameworks: NIST vs. EU AI Act

To future-proof your organization, you should be familiar with the two primary frameworks guiding risk management today.

🇺🇸 NIST AI Risk Management Framework

A flexible, voluntary guide designed to help organizations manage AI risks and ensure trustworthy systems across various sectors.

🇪🇺 EU Artificial Intelligence Act

The world's first comprehensive legal framework. It categorizes systems by risk level and imposes strict compliance requirements that are mandatory by law.

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